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Mandatory Client Documents

Required Agreements and Regulatory Documents for Trading Accounts

Discretionary Agreement
Mar 06, 2026

Authorization allowing your investment advisor to trade on your behalf under agreed guidelines.

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Credit Agreement - Corporate
Mar 06, 2026

This agreement outlines the terms and conditions for obtaining trading credit facilities for corporate clients.

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Credit Agreement - Individual
Mar 06, 2026

This agreement outlines the terms and conditions for obtaining trading credit facilities for individual clients.

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